12 Steps of AA: What Are the Principles Of Alcoholics Anonymous?

12 Steps of AA | What Are the Principles of AA?

Updated on 11/11/2024

What are the Twelve Principles of AA, and how do they work in recovery? A complete answer to this question begins with a quick history of how these principles originated, who developed them, and why. You’ll then get to learn about each principle separately and what it means…

The Principles of the Twelve Steps of AA:

Step 1: Honesty
Step 2: Hope
Step 3: Surrender
Step 4: Courage
Step 5: Integrity
Step 6: Willingness

Step 7: Humility
Step 8: Love
Step 9: Responsibility
Step 10: Discipline
Step 11: Awareness
Step 12: Service

A Short History of the 12 Principles of AA

Founded in 1935 by Bill Wilson and Robert Smith, Alcoholics Anonymous has grown to include worldwide chapters, each devoted to helping people end their dependence on alcohol. Wilson, who was struggling with alcoholism, originally sought out help from a Christian organization, The Oxford Group.

The Oxford Group had a broad focus and was designed to help people overcome their problems by confronting their fear and selfishness. Ultimately, Wilson broke away from the group to develop an organization specifically formed to contend with alcoholism, a problem rampant during his era and one that continues to plague millions in the U.S. and abroad.

Who Wrote the Twelve Principles of AA?

The Twelve Principles of AA is essentially the work of AA’s founders, but early in AA’s history, the organization listed six principles, many of which were influenced by the founders’ experience with The Oxford Group. By 1939, with the publication of The Big Book, Wilson and Smith had revised their principles, expanding them to reflect their work and its progress.

The Influence of Christianity and The Oxford Group

AA is, of course, heavily focused on principles of Christianity, but many of today’s groups have modernized the tenets to reflect a more diverse audience. Even so, the 12 Principles of AA have remained its central guiding influence. Many people suffering from alcoholism continue to find success in recovery by participating in AA’s program.

Wilson met Akron surgeon Robert Smith at an Oxford Group meeting. Like Wilson, Smith also suffered from alcoholism. Both Wilson and Smith found that The Oxford Group’s treatment of sin as a “disease” resonated in discussions of their struggles with alcohol. The Twelve Principles of AA drew heavily from these spiritual elements.

The Development of AA’s Core Principles

Wilson was the first to kick his alcohol dependence. He attributed his success to working with other alcoholics. He based his principles on that work and on his meetings with Smith, whom he also helped to achieve sobriety. In many ways, Wilson was ahead of his time. He believed strongly that alcoholism affected the body, mind, and spirit. Although the organization grew slowly in those early days, it also grew steadily.

With the publication of the organization’s principles and writings, word began to spread about its success. Once AA managed to help 500 people achieve sobriety, it attracted a more national audience. By 1950, the organization could boast of having helped 500,000 people overcome their dependence on alcohol.

What Is the Purpose of Learning the Principles of AA?

Is AA right for you? To find out, it’s important to carefully explore the principles of AA. For Wilson and Smith, surrendering to a ‘higher power’ was an integral part of their plan’s development. Today, some critics of the program find that aspect of AA problematic, arguing that self-empowerment is an effective way to manage addiction and achieve lasting recovery.

On the other hand, millions have acknowledged their belief that AA and its principles saved their life. By studying the program, how it works, and each of its principles, you can determine if this type of program is ideal for you. Many people find it so helpful that they continue to meet with the group in order to help others as they work to maintain their own recovery.

There are many alcohol addiction treatment options today. AA’s plan is one of them. After getting to know its principles, you may want to try the program or include it as part of your post-rehab aftercare plan.

How Do the Principles Relate to the Steps in the Big Book?

The main text of Alcoholics Anonymous, or “The Big Book,” as AA members call it, goes step by step through 12 distinct phases, each crucial in achieving sustainable recovery from addiction.

Each step centers around a phrase, many of them invoking the ideas of God or a “higher power” who guides the recovering addict in various facets of their journey into sobriety.

The Big Book also outlines the Twelve AA principles, which are single words encompassing the virtues needed to pass each step. Because these 12 steps of AA are single words, they can be interpreted in a much broader sense, which can be useful for those in recovery who don’t feel like the steps are speaking to them directly, for example, those who aren’t religious.

Here is a breakdown of the principles that match up with each step and how to practice them in a way that helps you create sustainable sobriety within the tenets of AA and NA.

What Are the Principles in the Twelve Steps of AA?

Step 1: Honesty

“We admitted that we were powerless over alcohol — that our lives had become unmanageable.”

The first step in AA is about admitting your powerlessness, which boils down to a level of honesty that many addicts haven’t reached until now. Many people under the spell of addiction or alcoholism think that “it’s not that bad” or that they can “stop at any time.”

It’s almost counterintuitive: The way to be released from the power addiction has over you is to admit how truly powerless you are. Carrying honestly forward in your sobriety doesn’t focus on being honest to others but to yourself.

Step 2: Hope

“Came to believe that a power greater than ourselves could restore us to sanity.”

Step 2 is about finding faith in some higher power, and the accompanying principle of hope means that you should never give up that faith, even when you suffer a setback.

This virtue is easy to understand when it comes to practicing it on a daily basis. In recovery, not every moment will be positive, but if you keep that hope and faith alive, you’ll come back out on the other side.

Step 3: Surrender

“Made a decision to turn our will and our lives over to the care of God as we understood Him.”

In Steps 1 and 2, AA instructs members to strip themselves bare of ego and power. Step 3 involves putting yourself at the mercy of this higher power and moving forward for “Him” — or whatever your higher power may be — over the selfishness of addiction.

The way to carry this principle forward is to always remind yourself that you’re at the mercy of a higher power and that you don’t come first.

Step 4: Courage

“Made a searching and fearless moral inventory of ourselves.”

Step 4, which involves documenting every mistake you’ve ever made, is clearly tied to courage. Some of your past will be painful, and you’ll likely have to face some of your biggest regrets.

Living with courage means starting fresh without completely forgetting your past.

Step 5: Integrity

“Admitted to God, to ourselves, and to another human being the exact nature of our wrongs.”

Step 5 is about taking the moral inventory made in step 4 and admitting first to God, next to yourself, and last to another person.

You can practice integrity in your recovery by talking through everything that you feel guilty about and your mistakes. Basically, having integrity is to live honestly.

Step 6: Willingness

“We’re entirely ready to have God remove all these defects of character.”

In step 6, you have to prepare for your sins to be taken away by admitting to yourself that you’re fully ready to move past them.

Willingness as a virtue means you have to be ready to be absolved so that you can move forward without looking back. You should have willingness in everything you do.

Step 7: Humility

“Humbly ask Him to remove our shortcomings.”

In step 4, you made a catalog of your past, and in step 6, you admitted them and released yourself from the guilt and shame. Step 7 is being willing to be released from your past. In step 8, you ask God, or another higher power, for forgiveness.

Humility is one of the simplest principles to understand because it’s straightforward. When you’re humble, you’re cognizant of the fact that you’re not a major part of the bigger picture. Humility in daily practice means never seeing yourself as more important than you are.

Step 8: Love

“Made a list of all the persons we had harmed and became willing to make amends to all of them.”

Love is empathy and compassion, and Step 8 asks you to make a list of everyone you’ve wronged in your journey to where you are now. That’s not all, though. You also have to be willing to make amends, which shows that you truly care for the people on your list.

Practicing your sobriety with the principle of love means that you’re not just existing for yourself but in service to the people you care about.

Step 9: Responsibility

“Made direct amends to such people wherever possible, except when to do so would injure them or others.”

By Step 9, you’ve forgiven yourself for your past. Now, you need to make amends to others so that you can start fresh with them as well.

The principle of responsibility is reflected directly in this step, and practicing in life is clear: If you hope to remain close with those around you, you must be honest and open about your mistakes that impacted them.

Step 10: Discipline

“Continued to take personal inventory and when we were wrong promptly admitted it.”

Step 10 relates to its own principle very clearly. It’s one thing to take personal inventory and admit our wrongs one time. It takes discipline to continue to do this over an entire lifetime.

Step 11: Awareness

“Sought through prayer and meditation to improve our conscious contact with God as we understood Him, praying only for knowledge of His will for us and the power to carry that out.”

Step 11 is about moving forward without losing track of a higher power. The continued awareness this demands makes it easy to pair the step with its accompanying principle.

Living with awareness means always paying attention to the higher power that guides you.

Step 12: Service

“Having had a spiritual awakening as the result of these steps, we tried to carry this message to alcoholics and to practice these principles in all our affairs.”

The final Step of AA is to pay it forward. You’ve worked your way through the entire process of growing and setting yourself up for success in sobriety, and now you have the opportunity to guide less experienced members through their own journey. Living with the principle of service means it’s your responsibility to help others as you were helped when you first started to work the 12 steps.

How Long Does It Take to Complete the 12 Steps?

The length of time it takes to complete the 12 steps of a recovery program can vary greatly depending on the individual and their circumstances. Some people may be able to work through the steps relatively quickly, while others may take months or even years to complete the process. It’s important to remember that recovery is a lifelong journey; the 12 steps are simply one part of that journey.

What Is the Goal of the 12 Steps?

The 12 steps are a set of guiding principles that were developed by Alcoholics Anonymous (AA) as a way to help individuals struggling with addiction achieve and maintain sobriety. The goal of the 12 steps is to provide a framework for personal growth and spiritual development, as well as to help individuals learn to live a life free from addiction. The steps involve acknowledging the presence of addiction in one’s life, seeking guidance and support from a higher power, making amends for past mistakes, and continuing to practice self-reflection and growth on an ongoing basis.

How Many Times Is God Mentioned in the 12 Steps?

God or a higher power is mentioned several times throughout the 12 steps. The exact wording and emphasis on God or a higher power may vary depending on the specific recovery program or individual beliefs, but the concept of seeking guidance and support from a higher power is a core component of the 12 steps. In some steps, the term “God” is used directly, while in others, a more general term, like “higher power,” is used to allow for a broader range of beliefs and perspectives.

What Are Some Other Books About the 12 Steps?

Below are a few books that are often recommended for those interested in the 12-step program:

Alcoholics Anonymous (also known as The Big Book) – This is the original text that outlines the 12 steps and has been used as the basis for many recovery programs.
Twelve Steps and Twelve Traditions – This book provides a more detailed look at each of the 12 steps and how they can be applied to different areas of life.
Drop the Rock: Removing Character Defects – This book focuses specifically on the 6th and 7th steps of the 12-step program, which involve identifying and working to overcome character flaws and defects.
A Woman’s Way through the Twelve Steps – This book is tailored specifically for women and provides a female perspective on the 12-step program.
Codependent No More – While not specifically focused on the 12-step program, this book is often recommended for those dealing with codependency issues, which can be a common struggle for those in recovery.
Daily Reflections – This book provides a daily meditation and reflection on the 12-step program. It can be a helpful tool for those looking to incorporate the principles of the program into their daily lives.

Of course, many other books and resources are available on the 12-step program, and what works best for one person may not work for another. Exploring different options and finding what resonates with you can be helpful.

What Are the Pros and Cons of the 12 Steps?

Consider the following advantages and disadvantages of 12-step recovery programs before deciding whether this approach is appropriate for you:

Benefits:

12-step programs offer a free resource for communities to address substance use disorders.
These programs are readily available and community-based, making them accessible to many people.
Members are encouraged to take an active part in their own recovery.
Both online and in-person options are available.

Disadvantages:

Participating in 12-step mutual support groups may be challenging for individuals with co-occurring mental health or chronic health conditions.
This approach places full accountability for addiction and recovery on the individual.
12-step groups may be less effective for certain groups, such as women, BIPOC, and sexual minorities.
The emphasis on powerlessness can feel disempowering to some people.
The emphasis on a higher power may alienate some people.
12-step programs do not address the physical aspects of recovery, such as drug detox and withdrawal.

The Value of the Principles of AA

With AA, not everyone has the ability to understand what it means to keep all of the steps in mind after completing them. The 12 spiritual principles package these steps into digestible virtues and provide a road map to lifelong health and sobriety.

To learn more about Alcoholics Anonymous, read why it still works all these years after its creation. If you’re interested in learning how you can leverage a 12-step group to help your recovery, contact FHE Health and learn about our aftercare and support group options.

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